Beginning during my two years aAs
a Federal district court clerk, I learnedwas
taught by from the judge for whom
I clerked, Judge Joe E. Estes, the importance of Federal courtsÕ keeping to
their limited role. His first task Ð and therefore mine in assisting him Ð in
every case before him was to examine whether the case was properly in court.
Was there a party with standing? Did subject matter jurisdiction exist? Was
venue proper? These were a Judge
Estes answered all these
questions Ð and all related questions going to whether the court had
subject matter jurisdiction Ð that he wanted answered
before any others. If the answer was ÒnoÓ to any of them, he
dismissed the case was dismissed promptly.
These basic rules of Article III impose a clear
responsibility on courts to maintain their limited role.
ÒJudicial activismÓ can result from occurs
when a courtÕs reachesing
beyond its intended jurisdiction to hear disputes that are not ripe, not
brought by a party with standing, not brought in the proper court, or otherwise
not properly before the court because of the caseÕs subject matter. Moreover,
An additional element of judicial
restraint requires
federal judges is to be
sure only to decide only
the case before the court, and to
refrain fromnot to reach out to decidinge
unnecessary questions. The courts serve
have the essential role of acting as
the final arbiter of constitutional meaning, including drawing the appropriate
lines between the competingseparate
branches of government. But that role is limited to circumstances in which the
resolution of a contested case or controversy requires the courts to act.
As I enteredIn
private practice, I grew to appreciate even more the
importance of predictability and stability in the law even
more, and came to believe that those values are best
served by a rigorous and focused approach to the law. For the legal system to
be predictable, the words are vital Ð whether they
are agreed upon by parties to a contract or are the product of legislative
compromise. Many times iIn
practice I often
stressedfound myself stressing to clients the
importance of getting their words exactly right if in
order to protect their interests were to be protected
in the future.
[paragraph break]Legal
practice also taught me the importance of stability in the law. A lawyer must
be able to advise her clients based upon the existing case law. Courts should
give proper consideration to the text as agreed upon, the law as written, and
applicable precedent. Then, our system of justice can achieve
appropriate stability, clarity, and predictability. Those goalsvalues
cannot be reachedeffectively
pursued unless the law and the facts determine the outcome of a
case, rather than the identity of the judge before whom a case is brought. Time
and again, I saw that principle in real world cases. The importance of the rule
of law, as opposed to peculiarities of specific judges, was just as critical in
small matters involving individuals as it was in big litigation
involving millions of dollars.
ÒJudicial activismÓ can occur when a judge ignores
the principles of precedent and stare decisis. Humility
and self-restraint require the judiciary to adhere to its limited role and
recognize that,
where applicable precedent exists, courts are not free to ignore it. Mere
disagreement with a result is an insufficient reason
to justify ignoreing
applicable precedent, but reconsideration under appropriate circumstances is
also necessary. There are clear examples, like Brown v. Board of Education, of
cases in which where revisiting
precedent is not only right, it is prudent. Any decision to revisit a precedent
should follow only the most careful consideration of the factors that courts
have deemed relevant to that question. Thus, whether the prior decision is
wrong is only the beginning of the inquiry. The cCourt
must also consider other factors, such as whether the prior decision has proven
unworkable, whether developments in the law have undermined the precedent, and
whether legitimate reliance interests militate against overruling it.
As my career progressed, I became an elected
official charged with legislative power. As a
lawmakerIn that role, I was able fully to
fully
appreciate the difference between the roles
of those who are to make the law and those who are
to interpret it. On the Dallas City
Council, we frequently
dealt frequently with the legal issues
facing the City, and with the legal and constitutional implications of our
actions. We set policy for the City by, among other devices, passing
ordinances. We understood our role, and we expected the courts to understand
theirs Ð part of which was to respect the policy-making prerogatives of the
City Council. There was a vast difference between our vote as a policy matter
to prevent the desecration of the American flag, and the job of the courts
(including the Supreme Court) to determinerule
whether such an ordinance was constitutional.
Finally, my time serving in the White House,
particularly as Counsel to the President, has given me a fuller appreciation of
the role played
byof the separation of powers in
maintaining our constitutional system. In that roleAs
Counsel, I have frequently dealt with matters concerning the
nature and extentrole
of the Executive Power,
. Aand by
necessity my work has also
required that I deal with the power of Congress in relation to the
Executive. The remaining, and essential, component in our
system is of course the power of the Judiciary. Like
Congress and the Executive Branch, Tthe
Judicial Branch has its own role to play in the separation of powers. It is
part of the system of checks and balances. ByIn
interpreting the law in the course of deciding contested cases and
controversies, the Supreme Court holds the Executive and Legislative Branches
to their respective constitutional roles.
[paragraph break]Judicial
review by the Supreme Court, including determining the meaning of the
Constitution and declaring unconstitutional the actions of another branch of
government, is a tremendous power exercised by judges who are not accountable
to the electorate. Because their power is so great, and because it is largely
unchecked, judges must be vigilant in exercising their power in a humble,
prudent, and limited way. The courts must always be ready to decide cases
according vigilant in exercising their power in a humble, prudent, and limited
way. The courts must always be ready to decide cases according to the
Constitution and laws of the United States, and to do so fairly and without
regard to the wealth or power of the litigants before them. But it is just as important
for the courts to stand ready not to decide in
instancescases
that do not call for a decision.
My experience working for Judge Estes provided another
valuable lesson. He decided every case according to the law and facts, and he
did not worry about the potential for a negative reaction to his decisions. He
felt no pressure to please anyone. His only lodestar was the law. The example
of Judge Estes helped to instill in me an appreciation for the importance of
judicial independence that has only grown
stronger over time.
[paragraph break]Criticism of courts that overstep their role is justified. We must zealously guard, however, the independence of the courts. While legitimate criticism of judicial activism is healthy, even essential, we must be wary of unduly criticizing judges merely because we disagree with the result in a particular case. Judges are given life tenure and independence to shield them from the potential tyranny of the majority. While life tenure and independence should not be a license to usurp the rule of law in favor of a rule of man, they provide an essential structural protection to ensure that judges are able to make decisions based only on the fundamental vision of the Founders Ð the rule of law.